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The Welch Case: Focusing On "Protected Activity" Under Sarbanes-Oxley
Kelley Drye & Warren LLP
Barbara E. Hoey

on this matter? For starters, what does Sarbanes-Oxley say about whistleblower protection? Hoey: Sarbanes-Oxley was enacted in 2002 in the wake of Enron, WorldCom and the other corporate scandals. The Act ... intended to extend Sarbanes-Oxley protection to people who reported such violations it would have said so ...

Articles - 2007-11-01 00:00

The Bottom Line... Sarbanes-Oxley Affects Private Companies And Nonprofit Organizations, Too
Cozen O'Connor
Richard Busis; Steven Haas; Scott Brucker

the debate on how businesses should operate. Sarbanes-Oxley underscores many of the issues critical to good ... are in place. There is much buzz about certain Sarbanes-Oxley rules becoming "best ... Question: Are nonprofits under the same pressure to adopt certain Sarbanes-Oxley rules? ...

Articles - 2005-04-01 00:00

Sarbanes-Oxley Impact On Banks Under Review
Connell Foley LLP
Stephen Falanga

of Sarbanes-Oxley. Sarbanes-Oxley was passed by Congress in the wake of corporate accounting and disclosure ... With the passage of the Sarbanes-Oxley Act in 2002 1 ("Sarbanes-Oxley ... and WorldCom. Sarbanes-Oxley's aim was to implement a series of controls and safeguards on public companies ...

Articles - 2006-07-01 00:00

Sarbanes-Oxley Act: Planning & Compliance
K&L Gates LLP
Diane E. Ambler; Lorraine Massaro; Kristen L. Stewart

These changes were undertaken in order to prevent similar scandals from occurring in the future. Sarbanes-Oxley ... that it creates. Sarbanes-Oxley Act: Planning & Compliance was edited by three partners from ... of the CEO, audit committee and the board, Sarbanes-Oxley and the new SEC rules enormously enhance ...

Articles - 2006-10-01 00:00

Sarbanes-Oxley Rule Revisions Announced
Connell Foley LLP
Stephen Falanga

will assist companies' compliance with Section 404, thereby making Sarbanes-Oxley more effective ... with the compliance requirements that have been implemented by the PCAOB. Congress enacted Sarbanes-Oxley ... Sarbanes-Oxley was intended to institute a uniform system of corporate accountability and disclosure for all ...

Articles - 2007-02-01 00:00

Sarbanes-Oxley Whistleblower Protection - Two Years Later - What Hath Enron Wrought?
Grotta, Glassman & Hoffman, P.A.
Stanley L. Goodman

"stock" of these whistleblower provisions. Sarbanes-Oxley generally covers publicly traded companies, ... violations of the applicable laws. 18 U.S.C. §1514A(a)(2). Sarbanes-Oxley extends protection ... employees who object to or refuse to participate in unlawful activity, Sarbanes-Oxley is silent on whether ...

Articles - 2005-02-01 00:00

Navigating The Still Murky Post-Sarbanes-Oxley World: A Roadmap For Corporate Counsel
Sills Cummis & Gross P.C.
Arlene Elgart Mirsky

implications does this have for general counsel? Mirsky: Sarbanes-Oxley did not invent ... Editor: Has Sarbanes-Oxley affected the relationship of the general counsel with the CEO as well? ... challenge facing corporations today is the requirement under Sarbanes-Oxley Section 404 for management ...

Articles - 2005-01-01 00:00

The CAN-SPAM ACT: What Does It Require And How Might It Impact Your Sarbanes-Oxley Obligations?
Kelley Drye & Warren LLP
Jason R. Karp

Registry, similar to the recently enacted Do-Not-Call list. II. Sarbanes-Oxley Considerations ... Sarbanes-Oxley presents another set of checks and balances on the use of commercial e-mail to further ... for compliance under new legislation, and specifically under Sarbanes-Oxley, is really rooted in three general ...

Articles - 2004-03-01 00:00

Whistleblowing Under Sarbanes-Oxley: The Mist Begins To Clear
Winston Strawn LLP
Connie N. Bertram

Sarbanes-Oxley was enacted. Now, these policies need to be refined to identify prohibited conduct, establish ... . Regardless of whether Sarbanes-Oxley applies to you, it is important to have some mechanism in place ... before Sarbanes-Oxley. Nevertheless, Sarbanes has received a great deal of attention in recent years. ...

Articles - 2006-06-01 00:00

The CAN-SPAM ACT: What Does It Require And How Might It Impact Your Sarbanes-Oxley Obligations?
Kelley Drye & Warren LLP
Jason R. Karp

Registry, similar to the recently enacted Do-Not-Call list. II. Sarbanes-Oxley Considerations ... Sarbanes-Oxley presents another set of checks and balances on the use of commercial e-mail to further ... for compliance under new legislation, and specifically under Sarbanes-Oxley, is really rooted in three general ...

Articles - 2004-04-01 00:00