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Topics SEC Regulation New Rules: SEC Approves Enhanced Compensation & Governance Disclosures for 2010 Proxy Season
Public Company Advisory Group Weil, Gotshal & Manges LLP January 2010 [P. ] Congressional Watch: House Passes Sweeping Wall Street Reform Bill Including Governance Provisions On "Say-on-Pay," Compensation Committee Independence And S.E.C. Proxy Access Authority
Public Company Advisory Group Weil, Gotshal & Manges LLP January 2010 [P. 14] RiskMetrics/ISS Issues Policy Updates For 2010 Proxy Season:
Expect More Negative Vote Recommendations In Uncontested Director Elections Public Company Advisory Group Weil, Gotshal & Manges LLP January 2010 [P. 16] Proxy Access Is Coming - Steps To Take Now The Editor interviews Joseph L. Johnson III , Partner, Goodwin Procter LLP. November 2009 [P. 24] SEC-Mandated Proxy Access: Don't Change A System That Works
The Editor interviews Thomas Quaadman, Executive Director, Financial Reporting Policy and Investor Opportunity, U.S. Chamber of Commerce's Center for Capital Market Competitiveness. September 2009 [P. 06] Proxy Access: The SEC's Proposal And Private Ordering The Editor interviews Robert Todd Lang, Partner, Weil, Gotshal & Manges LLP. September 2009 [P. 09] New Rules For Private Equity, Venture And Hedge Funds Proposed The Editor interviews Timothy Clark , Partner, Proskauer Rose LLP in the Private Investment Funds Group. September 2009 [P. 10] Proxy Access Looms: Understanding It And Its Challenges The Editor Interviews Alon Y. Kapen , Partner, Farrell Fritz, P.C. August 2009 [P. 12] Exchanges For Listing SPACs - A Shifting Landscape M. Ridgway Barker and Michael L. Pflaum Kelley Drye & Warren LLP January 2009 [P. 05] Recent SEC And FASB Guidance On Fair Value Measurement And Disclosure - Part II
Catherine T. Dixon and Theresa Hyatte Weil Gotshal & Manges LLP January 2009 [P. 09] Mark-To-Market Accounting:Villain Of The Financial Crisis? Richard Spinogatti and Robert McGrail Proskauer Rose LLP December 2008 [P. 12] Recent SEC And FASB Guidance On Fair Value Measurement And Disclosure - Part I
Catherine T. Dixon and Theresa Hyatte Weil Gotshal & Manges LLP December 2008 [P. 13] A Status Report On Money Market Funds And Other Investment Vehicles
The Editor interviews Diana McCarthy, Partner in the Investment Management Group of Drinker Biddle & Reath LLP. December 2008 [P. 14] Chadbourne Financial Crisis Task Force Draws On Litigation, Bankruptcy, Corporate And Other Practices To Help Clients In Global Economic Turmoil The Editor Interviews Thomas J. McCormack and Thomas J. Hall , Partners, Chadbourne & Parke LLP . December 2008 [P. 15] Credit Derivatives, Asset-Backed Securities, Monolines - Past And Future Editor Julia R. Dillon summarizes comments from the October 22, 2008 PLI program, Credit Derivatives and the Credit Crisis, made by Brian D. Rance, Managing Partner of Freshfields Bruckhaus Deringer US LLP, and Adam W. Glass , Co-Head of Structured Finance & Derivatives in New York, Linklaters LLP. December 2008 [P. 16] Hedge Funds: From Present Problems - To A Brighter Future Editor interviews Christopher Wells and Tim Clark , Partners, Proskauer Rose LLP. November 2008 [P. 18] Stradley Ronon's Securities Litigation Practice: Poised To Meet The Financial Markets Crisis The Editor interviews David C. Franceski, Jr. , Stradley Ronon Stevens & Young, LLP. November 2008 [P. 26A] SEC Provides Guidance On The Use Of Company Websites To Provide Information To Investors
Cristopher Greer and Jeffrey S. Hochman Willkie Farr & Gallagher LLP October 2008 [P. 51] Certain Shelf Registration Statements Will Expire Beginning December 1, 2008 Edward Smith Chadbourne & Parke LLP September 2008 [P. 37] Craig's Corner For Counsel: Executive Compensation July 2008 [P. 04] Deferred Compensation Arrangements: The Clock Is Ticking On §409A The Editor interviews Paul M. Ritter , Head of the Executive Compensation Practice at Kramer Levin Naftalis & Frankel LLP. July 2008 [P. 05] Executive Compensation: A Practitioner Discusses §409A And Some Of The Other Current Issues The Editor interviews Peter J. Marathas , Partner in the Executive Compensation and Employee Benefits Group, Proskauer Rose LLP. July 2008 [P. 12] Recent Delaware Decisions Affecting Advance Notice Bylaws M. Ridgway Barker and Christine O'Neil Kelley Drye & Warren LLP July 2008 [P. 24] Bondholders Lose Battles To Accelerate Debt Based On Untimely SEC Filings - Part II Miranda Schiller and Margarita Platkov Weil, Gotshal & Manges LLP July 2008 [P. 25] Bondholders Lose Battles To Accelerate Debt Based On Untimely SEC Filings - Part I Miranda Schiller and Margarita Platkov Weil, Gotshal & Manges LLP June 2008 [P. 41] Recent Developments In Corporate Disclosure Of Climate Change Risk - Part II David R. Berz and Matthew Morton Weil Gotshal & Manges LLP May 2008 [P. 06] SEC Proposes To Ease Burdens On Certain Non-U.S. Issuers Whose Principal Trading Market Is Outside The U.S. François Janson Holland & Knight LLP May 2008 [P. 42] Regulation Of Non-U.S. Broker-Dealers Doing Business In The U.S. - Part II Benjamin J. Catalano and Rachel S. Lerner Proskauer Rose LLP May 2008 [P. 43] Why Take Stock Of Your Own House? How Subprime Mortgages Affect Us All
The following discussion is excerpted from remarks made by Mintz Levin Cohn Ferris Glovsky and Popeo PC attorneys, Richard H. Moche , Bridget M. Rohde and Jack Sylvia at a seminar held on March 4, 2008 in Washington, DC. Richard H. Moche is co-chair of the Firm's Subprime Practice Group and Manager of the Firm's Public Finance Section. His practice involves representing purchasers and end-users of structured finance products. Bridget Rohde is a Member of the Firm in its New York office. She practices in the area of white collar crime and investigations as well as the Subprime Practice Group. Prior to joining Mintz Levin she spent 16 years with the criminal division of the U.S. Attorney's Office for the Eastern District of New York where she rose to become head of the division. Jack Sylvia is co-chair of the Firm's Subprime Practice Group and a member of the Firm's Litigation Section in the Boston office. His practice encompasses all areas of commercial litigation with emphasis on securities-related representation of corporations, directors, officers, accountants and individuals. He is one of the few individuals who has tried 10(b)(5) cases through to defense verdict. April 2008 [P. 10] Recent Developments In Corporate Disclosure Of Climate Change Risk - Part I David R. Berz and Matthew Morton Weil Gotshal & Manges LLP April 2008 [P. 27] Regulation Of Non-U.S. Broker-Dealers Doing Business In The U.S. - Part I Benjamin J. Catalano and Rachel S. Lerner Proskauer Rose LLP April 2008 [P. 41] The SEC Acts - Modest Regulatory Reform And Improved Access To Capital For Smaller Businesses Lawrence A. Goldman Gibbons P.C. April 2008 [P. 43] Recovering From The Subprime Crisis: Is A Rating Merely An Opinion? Zachary Rosenbaum and Debra Rydarowski Lowenstein Sandler PC March 2008 [P. 21] Taking A Lesson From History In Viewing The Subprime Crisis The Editor interviews Christopher J. Pippett, Vice Chair of Saul Ewing's Business Department and Chair of the Financial Services Practice Group. March 2008 [P. 23] Today's Successful General Counsel: Always Looking Around The Corner These remarks were taken from a panel entitled "The Growing Role of Corporate Counsel," which was held as part of PLI's Corporate Counsel Institute in September 2007. The participants were Louise Parent, General Counsel of American Express Co. and Esta Eiger Stecher, General Counsel of Goldman Sachs. The panel was moderated by Richard Ziegler, formerly General Counsel of 3M Corp and currently a partner at Jenner & Block, who led the discussion through several phases of a hypothetical. March 2008 [P. 33] Corporate Secretaries Society Selects Lawyer Links The Editor interviews Geoff Loftus , Vice President, Society of Corporate Secretaries & Governance Professionals, Inc. ("Society") March 2008 [P. 34] The Supreme Court In Stoneridge Refuses To Extend 10(b) Securities Fraud Liability To Secondary Actors John A. Neuwirth and Stacy Nettleton Weil, Gotshal & Manges LLP March 2008 [P. 46] Foreign Companies Don't List In The U.S. - What Can Be Done? The Editor interviews Joseph McLaughlin, Partner, Sidley Austin LLP. He is the co-author (with Charles J. Johnson, Jr.) of Corporate Finance and the Securities Laws (4d ed. 2006) (Aspen Publishers, www.aspenpublishers.com). November 2007 [P. 15] SEC Narrows Exceptions To Regulation SHO
Roger D. Blanc, Larry E. Bergmann and Matthew B. Comstock Willkie Farr & Gallagher LLP November 2007 [P. 27] The World Is Flat: Operating In Different Capital Markets The Editor interviews Robert T. Carey, Partner, Bracewell & Giuliani LLP. October 2007 [P. 20] Responding To SRO Market Surveillance Inquiries Into Potential Insider Trading Edgardo Ramos and Jeffrey Plotkin Day Pitney LLP October 2007 [P. 34] SEC Tightens Rule 105 Of Regulation M To Protect Offering Prices Roger D. Blanc, Larry E. Bergmann and Matthew B. Comstock Willkie Farr & Gallagher LLP October 2007 [P. 35] K&L Gates' Securities Enforcement Manual: A Guide To Navigating The Securites Enforcement Process The Editor interviews Michael J. Missal, Partner, Kirkpatrick & Lockhart Preston Gates Ellis LLP. October 2007 [P. 37] The Changing Landscape Of Proxy Solicitation: What You Need To Do Now Warren J. Casey and A. Blake Cooper Day Pitney LLP October 2007 [P. 38] Why Smaller Companies Benefit From Accounting Standard 5 The Editor interviews Lee Smith, Director, Amper, Politziner & Mattia. September 2007 [P. 37] Section 11 Claims - Are They Insurable Under A D&O Policy? Steven B. Davis and Heather M. Tashman Stradley Ronon Stevens & Young, LLP September 2007 [P. 47A] Rule 10b5-1 Plans Under Scrutiny: The New Executive Stock Timing Story Libby Kitslaar and Philip Stamatakos Jones Day August 2007 [P. 36] Capital Markets Reports' Recommendations: The Litigation Climate The Editor interviews Gene C. Schaerr , Partner, Winston & Strawn LLP. July 2007 [P. 05] Our Forbidding Litigation Environment Can Be Changed The Editor interviews James C. Dugan , Partner, Willkie Farr & Gallagher LLP. July 2007 [P. 06] Is the U.S. Falling Behind? The Editor interviews Stephen T. Burdumy , Partner, Drinker Biddle & Reath LLP. July 2007 [P. 07] Section 409A: Regulations Make It Essential To Review Executive Compensation Plans The Editor interviews Jay A. Dorsch and Jeffrey I. Pasek, of Cozen O'Connor. Mr. Dorsch chairs the Employee Benefits & Executive Compensation Practice, and Mr. Pasek is a past Chair of the Labor & Employment Practice Group. July 2007 [P. 14] Proxy Disclosure And Executive Perks On Display The Editor interviews Adrienne Ann Scerbak , Partner, Goodwin Procter LLP. July 2007 [P. 17] The CCMR Report: A Greater Emphasis On Securities Regulation Interview: Robert R. Glauber, Harvard Law School. June 2007 [P. 01] Do Small Companies Get Short Shrift? The Editor interviews John D. Hogoboom , Member, Lowenstein Sandler PC. June 2007 [P. 14] SEC Proposes New Rules Directed At Hedge Funds And Their Advisers - Part II Rita M. Molesworth Willkie Farr & Gallagher LLP June 2007 [P. 37] How Competitive Are U.S. Capital Markets And U.S. Public Companies? Issues Of Importance And Reform For All Corporate Counsel The Editor interviews Christine Edwards , Partner, Winston & Strawn LLP. May 2007 [P. 01] The Chamber Report: Global Perspective The Editor interviews Richard H. Murray , Executive Vice President and Chief Claims Strategist, Swiss Re. May 2007 [P. 05] Trends In FCPA Enforcement Elliott Leary , Joseph P. Dooley and Nicole Stryker KPMG LLP May 2007 [P. 18] Taking A Comprehensive Approach To Fraud Prevention Laurie Scofield RSM McGladrey, Inc. May 2007 [P. 22] SEC Proposes New Rules Directed At Hedge Funds And Their Advisers - Part I Rita M. Molesworth Willkie Farr & Gallagher LLP May 2007 [P. 26] "The Key To Any Securities Investigation Is Materiality" The Editor interviews Jonathan E. Rich , Senior Counsel, Proskauer Rose LLP, Los Angeles. May 2007 [P. 27] Assessing Capital Markets Reform Proposals - A Corporate Practitioner's Perspective The Editor interviews Mark G. Johnson , chair of the Corporate Securities/Mergers & Acquisitions practice group at Winstead PC. May 2007 [P. 28] SEC Enforcement Action Shines Light On Environmental Disclosures Lewis B. Jones and John C. Bottini King & Spalding LLP April 2007 [P. 05] SEC Approves Internet Distribution Of Proxy Materials Amy Fitzsimmons Stradley Ronon Stevens & Young, LLP April 2007 [P. 43A] What The SEC Wants Now On: Related Persons, Independence Of Directors, Executive Pay Disclosure
Lisa K. Kunkle, Louis Rorimer and Stephen P. Coolbaugh Jones Day December 2006 [P. 36] Proposed FASB Staff Position Clarifies The Accounting For Liquidated Damages Penalties In Registration Rights Agreements
Steven E. Siesser and Paul W. Hartzel Lowenstein Sandler PC December 2006 [P. 38] Unsettled Law Of Secondary Actor Liability Under Rule 10b-5 Raises Concerns For Attorneys - Part II Tracy Crum Akin Gump Strauss Hauer & Feld November 2006 [P. 05] Regulation And Oversight Related To Foreign Issuers And Their Auditors The Editor is fortunate to report on comments by Paul M. Dudek , Chief, Office of International Corporation Finance, Securities and Exchange Commission; and Rhonda Schnare , Director, International Affairs, Public Company Accounting Oversight Board (PCAOB) from the web program entitled Foreign Issuers & The U.S. Securities Laws 2006: Strategies For The Changing Regulatory Environment by The Practising Law Institute . To hear their full remarks and other leading experts' commentary, visit www.pli.edu . October 2006 [P. 15] SEC Executive Compensation Proposals Merit Prompt Attention: Still Time To Avoid The Glare - Part I Stephen T. Lindo and Frank A. Daniele Willkie Farr & Gallagher LLP April 2006 [P. 09] Up The Ladder: Litigator Responsibilities Under The Sarbanes-Oxley Act - Part I Dan K. Webb and Scott P. Glauberman Winston & Strawn LLP December 2004 [P. 14] Ineffective Internal Controls: Issues That Public Companies May Face After Receiving A Negative Report - Part II M. Ridgway Barker and Randi-Jean G. Hedin Kelley Drye & Warren LLP November 2004 [P. 17] Juxtaposing Best Practices And Delaware Corporate Jurisprudence - Part I The Hon. E. Norman Veasey Weil, Gotshal & Manges LLP October 2004 [P. 01,34] Proposal To Require Registration Of Advisers To Hedge Funds Martin R. Miller and Joseph Bergman Willkie Farr & Gallagher LLP October 2004 [P. 04] The SEC Proposes Amendments To Rules 16b-3 And 16b-7 Miranda S. Schiller and Monte Albers de Leon Weil, Gotshal & Manges LLP October 2004 [P. 19] SEC Reacts To Scandals By Amending Rules For Investment Advisers' And Investment Companies' Codes Of Ethics Benjamin J. Haskin Willkie Farr & Gallagher LLP September 2004 [P. 05] SEC Initiatives On Shareholder Access To Director Nominations Louis Rorimer and Lisa K. Kunkle Jones Day February 2004 [P. 20] SEC Approves NASDAQ And NYSE Rules Relating To Corporate Governance And Director Independence Lola Miranda Hale Holland & Knight LLP January 2004 [P. 04] SEC Approves New NYSE And Nasdaq Corporate Governance Standards
Robert F. Weber and Michael J. Calhoun Seyfarth Shaw LLP January 2004 [P. 30] |
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