is committed to helping corporate counsel manage SEC regulations and internal compliance initiatives. ...

Articles - 2011-11-21 10:38

the Sarbanes-Oxley Act, and related SEC regulations. It will be held in the PLI New York Center, 810 Seventh Avenue ...

Announcements - 2008-09-01 00:00

the Exchange Act of 1934, the Sarbanes-Oxley Act, and related SEC regulations. Emphasis will be on both ...

Announcements - 2008-09-01 00:00

confidences created by the Sarbanes-Oxley Act and construed by SEC regulations. In many situations discussed ...

News - 2009-10-04 00:00

in securities law.Participants will gain an essential understanding of the Sarbanes-Oxley Act and related SEC regulations as well as up-to-the-minute basic underpinnings and interplay of the Securities Act of 1933 ...

Announcements - 2009-09-01 00:00

and related SEC regulations. Emphasis will be both on the substance of these acts and their rules and on how ...

Announcements - 2008-12-01 00:00

accounting-related SEC regulations and international securities matters. For 15 years prior to joining ...

News - 2006-09-01 00:00

statutes and regulatory requirements; SEC regulation of the conduct of corporate counsel; navigating ...

Announcements - 2004-04-01 00:00

hedge funds are subject to SEC regulation and enforcement under anti-fraud, civil liability, and other ... to some SEC regulation and oversight, what has been lost as a result of the Goldstein decision ... be "non-intrusive." He outlined limitations that any legislation (as well as any future SEC regulation) should ...

Articles - 2006-09-01 00:00

committee standards enacted under Sarbanes-Oxley and related SEC regulations provide the audit committee ...

Articles - 2008-11-01 00:00