Compliance Readiness Archives

Antitrust

Antitrust Compliance 101: The Bugle Sounds For Corporate Counsel
The Editor interviews Kathryn M. Fenton, an antitrust partner in the Washington, DC office of Jones Day.
(October 2004 Issue; Page[s] 10)

Benchmarking Interviews - Corporate Counsel

Empowering Lawyers To Meet Governance, Compliance Challenges
The Editor interviews Thomas C. Baxter, President, Greater New York Chapter, Association of Corporate Counsel - America, and Executive Vice President and General Counsel, Federal Reserve Bank of New York.
(October 2004 Issue; Page[s] 53,54)

General Counsel Roundtable: Coping With Compliance Challenges In The Post-Scandal World
The Moderator, Edgar H. Sims, Jr., Partner, McKenna Long & Aldridge LLP, raised the following questions with Andrew Hendry, Senior Vice-President, General Counsel and Secretary, Colgate-Palmolive Company; Ernest Patrikis, Senior Vice President and General Counsel, American International Group, Inc., Thomas Sabatino, Executive Vice President and General Counsel, Schering-Plough Corporation, and Michael Shepherd, Executive Vice President, General Counsel and Secretary, The Bank of New York.
(October 2004 Issue; Page[s] 30,55,64,65)

Compliance Programs

In-House Counsel's Role In Tailoring Compliance Programs To Their Companies' Needs
The Editor interviews Charles F. Raeburn, Senior Corporate Counsel, Pfizer Inc., and Jean K. FitzSimon, General Counsel and Principal, Bridge Associates LLC. They will be panelists at the program on Corporate Governance and Compliance Today and Tomorrow: What Corporate Law Departments Need to Know to be held on January 27 in Livingston, New Jersey. Sponsors are the New Jersey Corporate Counsel Association, Sills Cummis Epstein & Gross P.C., Deloitte & Touche LLP, and associate sponsors are PLI-Corpedia, Corporation Service Company (CSC) and Kelly Law Institute. For more information about the program, contact Jennifer Buneta at jbuneta@sillscummis.com. To read articles about corporate governance in past issues of The Metropolitan Corporate Counsel, visit www.metrocorpcounsel.com.
(January 2005 Issue; Page[s] 36)

Corporate Governance: Board Oversight Of Corporate Compliance Programs
Carol B. Stubblefield Coudert Brothers LLP
(October 2004 Issue; Page[s] 56)

Issues & Overview
An Ever-Broader Corporate Compliance Menu
Robert RayPitney Hardin LLP
(September 2004 Issue; Page[s] 16)

"Pay Now Or Pay Later": Sometimes It Pays To Be The Bad Guy
Steven A. Augustino and Darius B. Withers Kelley Drye & Warren LLP
(May 2005 Issue; Page[s] 14)

Corporate Governance

Corporate Governance: Law And Practice - A "Must Have" Reference
The Editor interviews Amy L. Goodman, Partner, Gibson, Dunn & Crutcher LLP, and Bart Schwartz, Deputy General Counsel & Corporate Secretary, Marsh & McLennan Companies, Inc. They are the general editors of Corporate Governance: Law and Practice, a two-volume guide recently published by LexisNexis Matthew Bender, a division of Reed Elsevier Inc.
(January 2005 Issue; Page[s] 42)

Juxtaposing Best Practices And Delaware Corporate Jurisprudence - Part I
The Hon. E. Norman Veasey Weil, Gotshal & Manges LLP
(October 2004 Issue; Page[s] 01,34)

NYSE And Nasdaq Corporate Governance Amendments

Sey-Hyo Lee and Rachel Lee Chadbourne & Parke LLP
(October 2004 Issue; Page[s] 20)

Corporate Governance Self-Audits: Policing Yourself Before You Get Policed
Peter H. Ehrenberg and Anthony O. Pergola Lowenstein Sandler PC
(September 2004 Issue; Page[s] 42)

Corporate Governance Still Front And Center - And Corporate Counsel's Role Is Critical
The Editor interviews Peter H. Ehrenberg and Anthony O. Pergola, Members of the Firm, Lowenstein Sandler PC.
(May 2005 Issue; Page[s] 01,34,71)

Crisis Management

Developing A Flexible And Reliable Crisis Management Plan - Part I
Craig L. Evans and James R. Eiszner Shook, Hardy & Bacon L.L.P.
(October 2004 Issue; Page[s] 28)

Developing A Flexible And Reliable Crisis Management Plan - Part II
Craig L. Evans and James R. Eiszner Shook, Hardy & Bacon L.L.P.
(November 2004 Issue; Page[s] 29)

E-Discovery

Get The Jump On E-Forensics!
Whitney Adams and Dr. Bruce V. Hartley Cricket Technologies
(January 2005 Issue; Page[s] 40)

The Duty To Preserve Backup Tapes After Zubulake V
Anthony J. Marchetta and John P. Scordo Pitney Hardin LLP
(December 2004 Issue; Page[s] 09)

Electronic Records Retention: Getting It Right
Dennis R. Dumas Chadbourne & Parke LLP
(December 2004 Issue; Page[s] 20)

Employment

Conducting Internal Investigations Of Discrimination And Harassment - Part I
Kevin B. Leblang and Robert N. Holtzman Kramer Levin Naftalis & Frankel LLP
(December 2004 Issue; Page[s] 07)

Conducting Internal Investigations Of Discrimination And Harassment - Part II
Kevin B. Leblang and Robert N. Holtzman Kramer Levin Naftalis & Frankel LLP
(January 2005 Issue; Page[s] 06)

Conducting Internal Investigations Of Discrimination And Harassment - Part III
Kevin B. Leblang and Robert N. Holtzman Kramer Levin Naftalis & Frankel LLP
(February 2005 Issue; Page[s] 06)

The Best Way To Handle Whistleblowing
The Editor interviews David W. Garland, Co-Chair of the Employment and Labor Practice Group at Sills Cummis Epstein & Gross P.C.
(January 2005 Issue; Page[s] 31)

Investigations And The Resolution Of Workplace Disputes
The Editor interviews Margaret Shaw and Carol Wittenberg, JAMS, The Resolution Experts.
(October 2004 Issue; Page[s] 62)

Environmental, Construction, Real Estate

Real Estate, Construction And Environmental  Compliance Challenges - Part I
The Editor interviews John E. Osborn, Partner, John E. Osborn, PC.
(April 2005 Issue; Page[s] 30)

Ethics

In-House Counsel's "Constituencies" Professional Obligations In The Post Sarbanes-Oxley World Here Come The Regulators
Robert Max Crane Sills Cummis Epstein & Gross P.C.
(December 2004 Issue; Page[s] 29,36)

Global Citizenship

Corporate Social Responsibility: Corporate Counsel Build A Treasury Of Good Will - Part I
The Editor interviews Jerome J. Shestack, Retired Partner at Schnader, Harrison, Segal & Lewis LLP
(December 2004 Issue; Page[s] 15)

Corporate Social Responsibility: Corporate Counsel Build A Treasury Of Good Will - Part II
The Editor interviews Jerome J. Shestack, Retired Partner at Schnader, Harrison, Segal & Lewis LLP
(January 2005 Issue; Page[s] 37)

Going Private

Is "Going Private" Right For Your Company?
Rodney H. Bell, Michael J. Boland and Irma L. Salgado Holland & Knight LLP
(May 2005 Issue; Page[s] 04)

Healthcare

Healthcare Providers Must Re-Evaluate Compliance Planning Efforts In Response To Changing Enforcement Initiatives

Todd A. Rodriguez Fox Rothschild LLP 
(October 2004 Issue; Page[s] 22)

The Impact Of The Sentencing Guidelines On The Healthcare Field And Beyond
The Editor interviews Connie A. Raffa, Arent Fox PLLC.
(September 2004 Issue; Page[s] 09)

Immigration

Business Community Faced With New Immigration Challenges
Patrick L. Cont Ford & Harrison LLP
(May 2005 Issue; Page[s] 29)

The H-1B Visa: Understanding The Employer's Responsibilities
David J. Ceccanecchio WolfBlock
(May 2005 Issue; Page[s] 27)

Intellectual Property

Intellectual Property - A Key Asset Not To Be Overlooked
The Editor interviews Marc S. Friedman, Chair of the Intellectual Property Group at Sills Cummis Epstein & Gross P.C. and past president of the Computer Law Association.
(January 2005 Issue; Page[s] 32)

International Law

Announcing The Society Of Corporate Compliance And Ethics
(October 2004 Issue; Page[s] 67)

American Corporate Governance And The Global Economy
Barry Metzger Coudert Brothers LLP
(October 2004 Issue; Page[s] 56)

Changes In Competition Enforcement On The Global Stage
The Editor interviews John M. Majoras, an antitrust litigation partner in the Washington, DC office of Jones Day.
(October 2004 Issue; Page[s] 10)

International Trade Due Diligence In Mergers & Acquisitions: Mechanisms To Avoid Liability Under U.S. International Trade Laws
International Trade Practice Group Akin Gump Strauss Hauer & Feld LLP
(October 2004 Issue; Page[s] 05)

Project: Corporate Counsel - Corporate Counsel
Corporate Counsel Tackle The Challenges Of Global Compliance
The Editor is fortunate to report on a discussion with Gabe Shawn Varges, Chief Compliance Officer and Head of Corporate Responsibility, Zurich Financial Services, and Jane L. Wexton, Senior Vice President, Chief Compliance Officer and Counsel, GE Consumer Finance, who participated in the web program entitled Corporate Compliance Institute 2004 and recorded June, 2004 by the Practising Law Institute. For more information about the program Compliance Without Borders, visit www.pli.edu. The views here and in such program are expressed in a personal capacity and do not necessarily reflect those of their employers.
(May 2005 Issue; Page[s] 45,72)

The Legal Department Must Take A Serious Look At Export Compliance
Robert F. Seely Grunfeld, Desiderio, Lebowitz, Silverman & Klestadt LLP
(May 2005 Issue; Page[s] 31)

Investigations

Eighteen Safeguards To Corporate Self-Investigation
Michael R. Young Willkie Farr & Gallagher LLP
(December 2004 Issue; Page[s] 13)

Peter G. Verniero: Bringing Multiple Talents To Corporate Investigations
The Editor interviews Peter G. Verniero, Of Counsel, Sills Cummis Epstein & Gross P.C., co-chair of that firm's corporate investigations and business crimes practice group and chair of its appellate practice group, former associate justice, Supreme Court of New Jersey.
(December 2004 Issue; Page[s] 01,68)

Fact-Finding: Preserving Public Trust And Confidence
The Editor interviews William K. Slate II, President and CEO, American Arbitration Association.
(October 2004 Issue; Page[s] 58)

External Consequences: Internal Investigations After Sarbanes-Oxley
Paul R. Bessette, Jennifer R. Brannen and Michelle A. Reed Akin Gump Strauss Hauer & Feld LLP
(September 2004 Issue; Page[s] 08)

Law and Accounting

Back To Basics: Some Common Sense Principles  For Public Company Financial Disclosure
Warren J. Casey Pitney Hardin LLP
(January 2005 Issue; Page[s] 10)

Corporate Counsels' Role In Internal Controls -  The Auditors' Perspective
The Editor interviews Neil Goldenberg, Partner-in-Charge of Corporate Governance Services, Eisner LLP.
(January 2005 Issue; Page[s] 29,53)

Help Is On The Way For Financial Reporting Under Sarbanes!
The Editor interviews Neil Goldenberg, Partner-in-Charge of Corporate Governance Services, Eisner LLP.
(October 2004 Issue; Page[s] 59)

Ineffective Internal Controls: Issues That Public Companies May Face After Receiving A Negative Report - Part I
M. Ridgway Barker and Randi-Jean G. Hedin Kelley Drye & Warren LLP
(October 2004 Issue; Page[s] 11)

Ineffective Internal Controls: Issues That Public Companies May Face After Receiving A Negative Report - Part II
M. Ridgway Barker and Randi-Jean G. Hedin Kelley Drye & Warren LLP
(November 2004 Issue; Page[s] 17)

PCAOB: Reclaiming Trust In Our Markets And The Companies That Drive Our Economy
The Editor interviews William J. McDonough, Chairman, Public Company Accounting Oversight Board (PCAOB).
(September 2004 Issue; Page[s] 01,36)

TBS: Helping Companies Meet Sarbanes-Oxley's Internal Control Standards
The Editor interviews Saul Berkowitz, The Managing Director in charge of the Sarbanes-Oxley Consulting Team, American Express Tax and Business Services ("TBS").
(September 2004 Issue; Page[s] 46)

Financial Controls Help Law Departments Navigate The Treacherous And Uncertain Waters In Sarbanes-Oxley's Wake
The Editor interviews Jeffrey L. Hodge, Vice President, Product Marketing, DataCert, Inc. Questions can be addressed to him at jeff.hodge@datacert.com.
(September 2004 Issue; Page[s] 48)

Lessons To Be Learned From The First Go Around At Compliance With Internal Controls Reporting
Laura R. Kuntz Lowenstein Sandler PC
(May 2005 Issue; Page[s] 37)

Legal Department and Corporate Secretarial Functions Compliance

Partnering With Law Departments To Meet Their Compliance Needs
The Editor interviews Jennifer A. Kenton, Vice President, Sales & Marketing, CSC. Ms. Kenton has more than 18 years of corporate services industry experience and direct contact with top corporate and law firm customers.
(December 2004 Issue; Page[s] 31)

Corprasoft's Streamlined Matter Management Solution
The Editor interviews Carl Lee Sutherland, President and CEO of Corprasoft, Inc. He discusses Corprasoft Legal Desktop 8.0 - a high-performance scalable Web-based matter management system.
(January 2005 Issue; Page[s] 38)

Liability

The Post-Sarbanes-Oxley World - And Professional Liability Insurance
The Editor interviews Michael W. Smith, President, National Union's Professional Liability Division.
(January 2005 Issue; Page[s] 34)

Emerging Communications:  Enhanced Director Liability For Experts?
Bradley P. Cost and Daniel M. MillerTorys LLP
(January 2005 Issue; Page[s] 26)

Exercising The Standard Of Care
E. Mitchell Swann, P.E. MDC Systems
(December 2004 Issue; Page[s] 61)

Project: Corporate Counsel - Law Firms
Directors And Officers Beware: Will Your Company's D&O Insurance Policy Be There When You Need It Most?
Lynda A. Bennett and William M. Uptegrove Lowenstein Sandler PC
(May 2005 Issue; Page[s] 36)

Litigation

Issues & Overview
Attorney-Client Privilege Under Assault
R. Max Crane and Peter G. Verniero  Sills Cummis Epstein & Gross P.C.
(January 2005 Issue; Page[s] 18)

Up The Ladder: Litigator Responsibilities Under The Sarbanes-Oxley Act - Part I
Dan K. Webb and Scott P. Glauberman Winston & Strawn LLP
(December 2004 Issue; Page[s] 14)

Up The Ladder: Litigator Responsibilities Under The Sarbanes-Oxley Act - Part II
Dan K. Webb and Scott P. Glauberman Winston & Strawn LLP
(January 2005 Issue; Page[s] 14)

Up The Ladder: Litigator Responsibilities Under  The Sarbanes-Oxley Act - Part III
Dan K. Webb and Scott P. Glauberman Winston & Strawn LLP
(February 2005 Issue; Page[s] 13)

Up The Ladder: Litigator Responsibilities Under The Sarbanes-Oxley Act - Part IV
Dan K. Webb and Scott P. Glauberman Winston & Strawn LLP
(March 2005 Issue; Page[s] 15)

Jurisdiction Over Non-residents In Delaware Based On Civil Conspiracy With A Delaware Entity
Francis G.X. Pileggi and Leslie B. SpoltoreFox Rothschild LLP
(January 2005 Issue; Page[s] 22)

Utilizing A Litigation Management System To Establish A Solid Discovery Plan
Martin H. Karo and G. Frank McKnight Nelson Levine de Luca & Horst, LLC
(December 2004 Issue; Page[s] 25)

Responding To SOX: A Class Action Litigator's Perspective
The Editor interviews Jeffrey J. Greenbaum, member Sills Cummis Epstein & Gross P.C., Chair, Class Action Practice Group.
(December 2004 Issue; Page[s] 30)

Successfully Bidding And Managing Complex Litigation Support Engagements
Franklin D. O'Toole American Express Tax and Business Services Inc.
(December 2004 Issue; Page[s] 32,33)

Saving Time, Cutting Costs And Achieving Litigation Objectives
The Editor interviews George S. Noga, President and CEO of Syngence, LLC, a company headquartered in Texas, that provides linguistic searching and document abstracting technology for law firms and corporations involved in litigation. He can be reached a gnoga@syngence.com.
(December 2004 Issue; Page[s] 43)

Discovery - It's Not All In The Documents
Robert C. McCue, P.E. MDC Systems
(December 2004 Issue; Page[s] 61)

Mergers And Aquistions

The Importance Of Product Liability Risk Assessment In Business Valuation And Acquisitions
Peter A. Antonucci and Lianne S. Pinchuk Weil, Gotshal & Manges LLP
(May 2005 Issue; Page[s] 13)

Non-Profit Corporations

Influence Of The Sarbanes-Oxley Act On Governance Of Nonprofit Organizations
The Editor interviews Stephen A. Timoni, Partner and Chair of the Pro Bono Practice in Kirkpatrick & Lockhart LLP's Newark, New Jersey office.
(September 2004 Issue; Page[s] 17)

Overview

Navigating The Still Murky Post-Sarbanes-Oxley World: A Roadmap For Corporate Counsel
The Editor interviews Arlene Elgart Mirsky, Member, Sills Cummis Epstein & Gross P.C., Co-Chair of the Firm's Corporate Governance and Compliance Practice Group and Member of its Corporate, Securities and Banking Department. [Editor's Note] Ms. Mirsky is both the Conference Co-Chair and Moderator of the Panel "Corporate Governance - Who's in Charge" at the January 27 Seminar "Corporate Governance and Compliance Today and Tomorrow - What Corporate Law Departments Need to Know" sponsored by the New Jersey Corporate Counsel Association in conjunction with Sills Cummis Epstein & Gross P.C. and Deloitte & Touche LLP. The purpose of this interview is to focus on the challenges facing corporate counsel in the post-Sarbanes-Oxley environment.
(January 2005 Issue; Page[s] 30)

Increased Responsibilities For Corporate Directors, Senior Management And Corporate Counsel
The Editor interviews Tom Wardell, McKenna Long & Aldridge LLP.
(September 2004 Issue; Page[s] 45)

Corporate Counsel: Meeting Governance And Compliance Needs
The Editor interviews R. William "Bill" Ide, Partner, McKenna Long and Aldridge LLP, past President, American Bar Association and a Member of its Task Force On Corporate Responsibility, former General Counsel, Monsanto Corporation, Fellow, Conference Board's Directors' Institute and Chair of the Panel Advisory Committee, Independent Fact-Finding Service of the American Arbitration Association.
(September 2004 Issue; Page[s] 41,43,44)

Partnering With Outside Counsel

Project: Corporate Counsel - Law Firms
Corporate Counsel And Outside Counsel: Serving A Common Client In A Common Cause
The Editor interviews Allen B. Roberts, Member, Epstein Becker & Green P.C., New York.
(May 2005 Issue; Page[s] 39)

Project: Corporate Counsel - Law Firms
Avoiding Surprises In Today's Post-Enron Climate
The Editor interviews David J. Sheehan, Chairman of Gibbons, Del Deo, Dolan, Griffinger & Vecchione, P.C. He is a trial attorney with over 30 years of experience in intellectual property matters and complex product liability cases, with a heavy emphasis in the pharmaceutical field. He can be reached at (212) 649-4701.
(May 2005 Issue; Page[s] 40)

Securities Regulation

SOX And Related Reforms: Where Are We?
Peter H. Ehrenberg, Alan Wovsaniker and Shari Ness Lowenstein Sandler PC
(January 2005 Issue; Page[s] 08)

Form 8-K: Questions And Answers
Julie M. Allen Allan R. Williams and Richard H. Rowe Proskauer Rose LLP
(January 2005 Issue; Page[s] 11)

Proposal To Require Registration Of Advisers To Hedge Funds
Martin R. Miller and Joseph Bergman Willkie Farr & Gallagher LLP
(October 2004 Issue; Page[s] 04)

Corporate Compliance: SEC Adopts Rules Requiring Disclosure On A Rapid And Current Basis
Justin P. Klein Ballard Spahr Andrews & Ingersoll, LLP
(October 2004 Issue; Page[s] 57)

The SEC Proposes Amendments To Rules 16b-3 And 16b-7
Miranda S. Schiller and Monte Albers de Leon Weil, Gotshal & Manges LLP
(October 2004 Issue; Page[s] 19)

SEC Reacts To Scandals By Amending Rules For Investment Advisers' And Investment Companies' Codes Of Ethics
Benjamin J. Haskin Willkie Farr & Gallagher LLP
(September 2004 Issue; Page[s] 05)

Staffing

How To Strategically Staff Your Corporate Legal Department
Max Messmer Robert Half Legal
(January 2005 Issue; Page[s] 41)

Kelly Law Registry: Staffing Solutions And Sarbanes-Oxley
The Editor interviews Mike Ende, Managing Director, Kelly Law Registry.
(September 2004 Issue; Page[s] 47,51)

Tax

How Many Tax Opinions Will You Need: And Where Will You Get Them?
Elliot Pisem Roberts & Holland LLP
(May 2005 Issue; Page[s] 20)

Training

Combining Web-based Technology With Other Media To Organize And Manage An Effective Compliance Program At PepsiAmericas - Part I
The Editor interviews W. Scott Nehs, Vice President Legal and Chief Compliance Officer for PepsiAmericas, Inc. In November 2004, Mr. Nehs was named one of the "Top 40 Lawyers Under 40" in Illinois by the Chicago Daily Law Bulletin.
(January 2005 Issue; Page[s] 39)

Combining Web-based Technology With Other Media To Organize And Manage An Effective Compliance Program At PepsiAmericas - Part II
The Editor interviews W. Scott Nehs, Vice President of Legal and Chief Compliance Officer for PepsiAmericas, Inc. In November 2004, Mr. Nehs was named one of the "Top 40 Lawyers Under 40" in Illinois by the Chicago Daily Law Bulletin.
(February 2005 Issue; Page[s] 37,59)

Successful Implementation Of An Ethics And Compliance Training System: Some Key Considerations
The Editor interviews Alex Brigham, President and Chief Executive Officer, Corpedia Corporation d/b/a Corpedia Education.
(January 2005 Issue; Page[s] 33)

The 8 Keys To Implementing An Effective Compliance And Ethics eLearning Program In Your Organization (And Mistakes To Avoid!)
Alex Brigham Corpedia Corporation
(October 2004 Issue; Page[s] 60)

Integrity Interactive: Compliance And Ethics Training In Full Focus
The Editor interviews Steve Lauer, Integrity Interactive Corporation.
(September 2004 Issue; Page[s] 49,52)

Project: Corporate Counsel - Legal Service Providers
Why Compliance And Ethics Training Is Now Mandatory
The Editor interviews Susan Cutright, Senior Advisor, Compliance Services at Integrity Interactive Corporation.
(May 2005 Issue; Page[s] 41,42)

White-Collar Crime

Fraud Considerations And Internal Control Assessments: What Every General Counsel Needs To Know
Kenneth Yormark and David Zweighaft Protiviti Inc.
(October 2004 Issue; Page[s] 61)

The Changing Face Of Fraud
Juval Aviv Interfor, Inc.
(September 2004 Issue; Page[s] 50)

The Return Of The RICO Whistleblower
Robert A. Schwinger and Janice A. Payne Chadbourne & Parke LLP
(May 2005 Issue; Page[s] 15)


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