Social Media for Banks and Financial Services Institutions

Tue, 2014-02-25

Jay G. Baris and Anna T. Pinedo, Morrison & Foerster LLP

1-2 pm
1 hr
This webcast will focus on the considerations for issuers, broker-dealers, registered investment advisers, and commodity pools in using social media, whether for corporate communications or in the context of securities offerings. Topics of discussion will include: Reg FD and other liability concerns; FINRA guidance on communications and social media; Guidance for investment advisers and investment companies; and CFTC and NFA guidance for funds.