Broker-Dealer Advisory Services 2014: Current Legal and Compliance Issues Facing Dual Registrants

Date:

Wednesday, February 19, 2014

Sponsor(s):

PLI

Speaker(s):

Susan I Gault-Brown, K&L Gates LLP; John C. Munch, general counsel, SEI Investments Distribution Co.; Jason C. Roberts, CEO, Pension Resource Institute

Location:

PLI's NY Ctr and Live Webcast
1177 Ave of the Americas
New York, NY 10036
United States

RSVP:

Fee:

$895

Time:

9 am-12:30 pm

CLE Credits:

TBA

Location

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