SEC and FINRA Examinations of Broker-Dealers: Priorities and Hot Issues

Date:

Tuesday, October 8, 2013

Location:

New York City Bar Assn
42 West 44th St
New York, NY 10036
United States

Fee:

member $145 nonmember $255

Time:

12:45-2 pm

CLE Credits:

TBA

Location

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