6th FCPA Boot Camp, West Coast

Date:

Wednesday, October 2, 2013

Speaker(s):

Ms. Tracy L. Davis, assistant reg dir‚ Division of Enforcement, U.S Securities & Exchange Commission; Mr. Joe D. Whitley, Greenberg Traurig LLP; Mr. Steven A. Tyrrell, Weil‚ Gotshal & Manges LLP

Location:

Intercontinental Mark Hopkins San Francisco
One Nob Hill
San Francisco, CA 94108
United States

RSVP:

Fee:

$1,995-$3,495, see website for details

Time:

9 am-5:30 pm day one, 9 am-5:15 pm day two

CLE Credits:

11.75 CA hrs, including 2.5 ethics hrs

Challenges that will be addressed : How to implement risk-based policies and procedures for vetting and screening new intermediaries, distributors and agents; Managing risks in your distribution channel; Understanding what enforcement authorities are looking for and how to structure an internal investigation to meet those expectations; Knowing what your 2013 FCPA compliance program should look like: A focus on flexibility, data and cost-effectiveness

Location

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