Securities Filings 2013: Practical Guidance in a Changing Environment


Monday, October 28, 2013 - Tuesday, October 29, 2013




Stephen E. Gillette, Jones Day; Jackie Liu, Morrison & Foerster LLP; Celeste M. Murphy, legal branch chief, US Securities and Exchange Commission


PLI CA Center
685 Market Street
San Francisco, CA 94105
United States

RSVP: or (800) 260-4PLI




9 am-5 pm both days

CLE Credits:

12.75 hrs, including 1 ethics hr

This program will analyze in detail the principal forms used for filings with the SEC under the Securities Act of 1933 (“Securities Act”), and the Securities Exchange Act of 1934 (“Exchange Act”), with particular emphasis on the mechanics of and timing for assembling particular filings. Each segment of the program will incorporate practical drafting and disclosure tips. Ethics credit and recent legislation and SEC rule changes affecting disclosure obligations, in particular those resulting from the JOBS Act, will be woven within the topics covered.


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