Trends in Insider Trading Enforcement


The Fort Worth Club
306 West Seventh Street Heritage Room
Fort Worth, TX 76102
United States
32° 45' 7.2576" N, 97° 19' 55.5132" W
Thu, 2013-06-27

Laura O'Rourke, Baker & McKenzie, LLP

noon-1 pm
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members $20, nonmembers $30
1 ethics hr or 713-375-2735

This ethics session will discuss the latest developments and trends in SEC enforcement proceedings including the following: Tips and practical implications derived from recent enforcement actions that you need to know; Tipping by outside service providers – SEC v. London, Central District of California; The Misappropriation Theory – SEC v. Cuban, Northern District of Texas and the Fifth Circuit; and more.


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