Investment Portfolio and Brokerage Statement Danger Signals


Tuesday, July 16, 2013


Robert S. Banks, Jr., Banks Law Office PC


10-11 am

CLE Credits:

1 CA hr

Event Type:

A recent SEC report revealed that 42% of brokerage firms investigated had deficiencies with a chance or likelihood to harm investors. For attorneys who review investment assets, this presentation identifies red flags that signal the need to alert clients of investment dangers and potential claims to recover losses.