Ethics & Compliance Roundtable -- Don’t Blow It: Managing a Would-Be Plaintiff Who is Still an Employee and Dealing with SEC Whistleblower Investigations


Cooley LLP
4401 Eastgate Mall
San Diego, CA 92121
United States
32° 52' 40.998" N, 117° 12' 40.8744" W
Wed, 2013-02-20

Koji Fukumura and Eric Kauffman, Cooley LLP

11:30 am-1 pm
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no charge

Jon Hellings,, 619-758-0795 or


An update of Dodd-Frank Act and other whistleblower activity and advice on how to address, avoid and minimize situations in which current employees are whistleblowers; handle a whistleblower employee investigation; avoid retaliation claims from whistleblowers; and prepare for and work through SEC investigations.

Mr. Kauffman will bring an employment law perspective re managing current employees who are potential whistleblowers, and Koji Fukumura will bring a securities litigation perspective re SEC investigations.



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