New SEC Rules on Clearing Agency Standards for Derivatives and Other Securities Transactions (audio webcast)
Date:
Wednesday, January 23, 2013
Sponsor(s):
Speaker(s):
Andrew P. Blake, Sidley Austin LLP; David H. Kaufman and Anna T. Pinedo, Morrison & Foerster LLP
RSVP:
www.ali-cle.org or (800) 253-6397
Fee:
$199
Time:
12:00 pm to 1:30 pm EST
CLE Credits:
1.5-1.8 hrs
Event Type:
Topics:
Topics include the following: Basics of central clearing; Functions of a CCP; Risk management and other standards applicable to registered clearing firms; Standards applicable to participants; Timeline for registration; Timeline for mandatory clearing; Reporting and recordkeeping requirements; and Considerations for end-users and others establishing clearing arrangements.