New SEC Rules on Clearing Agency Standards for Derivatives and Other Securities Transactions (audio webcast)

Date:

Wednesday, January 23, 2013

Sponsor(s):

Speaker(s):

Andrew P. Blake, Sidley Austin LLP; David H. Kaufman and Anna T. Pinedo, Morrison & Foerster LLP

RSVP:

www.ali-cle.org or (800) 253-6397

Fee:

$199

Time:

12:00 pm to 1:30 pm EST

CLE Credits:

1.5-1.8 hrs

 

Topics include the following: Basics of central clearing; Functions of a CCP; Risk management and other standards applicable to registered clearing firms; Standards applicable to participants; Timeline for registration; Timeline for mandatory clearing; Reporting and recordkeeping requirements; and Considerations for end-users and others establishing clearing arrangements.