Regulation D Offerings and Private Placements


Thursday, March 14, 2013 - Saturday, March 16, 2013



Martin P. Dunn, O’Melveny & Myers LLP, former deputy dir, Division of Corporation Finance, U.S. SEC; Kimberly V. Mann, Pillsbury Winthrop Shaw Pittman LLP; Joseph E. Price, senior VP Corporate Financing and Advertising Regulation, Financial Industry Regulatory Authority, Inc. (FINRA)


Montelucia Resort and Spa Scottsdale, AZ 85253
United States

RSVP: or (800) 253-6397




9 am-4:30 pm day one, 9 am-4:45 pm day two, 9-11 am day three

CLE Credits:

13.25, including one hour of ethics


The course provides instruction in current and developing issues in private placements of securities as a framework for a practical discussion of how private placements are structured, how the offering documents are drafted, the required and typical documentation, how experienced practitioners manage the selling efforts and problems that develop, and how they deal with problems that can arise after the offering.



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