Broker-Dealer and Adviser Regulatory Compliance Forum

Date:

Wednesday, February 20, 2013

Sponsor(s):

PLI

Speaker(s):

Clifford E. Kirsch, Sutherland; Christopher D. Christian, Dechert LLP; Stephanie R. Nicolas, WilmerHale LLP; Ken C. Joseph, assoc reg dir, NY Regional Office of the SEC

Location:

PLI's NY Ctr
810 Seventh Avenue
New York, NY
United States

RSVP:

Fee:

$895

Time:

9 am-1:30 pm

CLE Credits:

4.5 hrs

Location

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