Securities Arbitration and Mediation 2012: The Basics Evolve

Date:

Wednesday, November 14, 2012

Speaker(s):

Kenneth G. Crowley, UBS Financial Services, Inc.; Michael S. Sackheim, Sidley Austin LLP; Edward W. Larkin, Gibbons P.C.

Location:

Concierge Conference Center
780 Third Ave at 48th Street
New York, NY 10017
United States

RSVP:

www.nysba.org/CLE or (800) 582-2452

Fee:

$150-$265

Time:

9 am-4:45 pm

CLE Credits:

7 hrs, including 1 ethics hr

Topics include FINRA developments; pleadings, defenses and taking the case; panel selection and discovery issues; whether and when to settle; the hearing, parts one and two; and ethical issues in arbitration and mediation.

Location

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