Securities Arbitration and Mediation 2012: The Basics Evolve


Concierge Conference Center
780 Third Ave at 48th Street
New York, NY 10017
United States
40° 45' 18.414" N, 73° 58' 18.0336" W
Wed, 2012-11-14

Kenneth G. Crowley, UBS Financial Services, Inc.; Michael S. Sackheim, Sidley Austin LLP; Edward W. Larkin, Gibbons P.C.

9 am-4:45 pm
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7 hrs, including 1 ethics hr or (800) 582-2452

Topics include FINRA developments; pleadings, defenses and taking the case; panel selection and discovery issues; whether and when to settle; the hearing, parts one and two; and ethical issues in arbitration and mediation.


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