Insider Trading 2012: Trends and Developments in the Investigation, Prosecution & Defense of Inside Trading Cases


Monday, October 15, 2012


New York City Bar Assn
42 West 44th St
New York, NY 10036
United States


member $215 nonmember $325


6-8 pm

CLE Credits:

2 hrs


At this program, a panel of experts from government, industry and law firms who focus on insider trading issues on a daily basis will discuss the substantive law of insider trading, with a particular focus on the new frontiers being explored in recent cases. The course will cover the following topics, among others: The core principles and elements of insider trading violations, including under Section 10(b), Section 14(e), and the mail and wire fraud statutes; legislative developments under Dodd-Frank and the STOCK Act; the legitimacy of trading on information obtained from public company insiders, including issues of materiality and the “mosaic” theory of investing; and prosecution and defense strategies.


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