The Independent Broker-Dealer Legal and Compliance Forum

Date:

Friday, September 14, 2012

Sponsor(s):

Speaker(s):

Clifford E. Kirsch, Sutherland Asbill & Brennan LLP; Susan F. Alexrod, exec vp, member regulation sales, FINRA; Anna T. Pinedo, Morrison & Foerster LLP

Location:

Sutherland Asbill & Brennan LLP
1114 Ave of the Americas
New York, NY 10036
United States

Fee:

$999

Time:

8:55 am-4:15 pm

CLE Credits:

5.5 hrs

Location

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