Drafting Securities Filings 2012

Date:

Monday, October 29, 2012 - Tuesday, October 30, 2012

Sponsor(s):

PLI

Speaker(s):

Michael S. Dorf, Shearman & Sterling LLP; Stephen E. Gillette, Jones Day; Jonathan W. Hughes, Arnold & Porter LLP; Mark P. Shuman, legal branch chief, Information Technologies and Service, Division of Corporation Finance, U.S. SEC

Location:

PLI CA Center
685 Market St
San Francisco, CA 94105
United States

RSVP:

www.pli.edu or (800) 260- 4754

Fee:

$1,695

Time:

9 am-5 pm both days

CLE Credits:

12.75 CA hrs including 1 ethics

 

Topics include an overview of the disclosure cycle and the integrated disclosure system; regulation S-K; Exchange Act registration and reporting, including Forms 10-K, 10-Q, 8-K and more; Securities Act registration statements, including discussion of eligibility, the drafting process, incorporation by reference, “experts,” consents and shelf registration; Securities Act Section 5 - the communication rules and related filings; broad overview of proxy statements, including when preliminary filings are required, the shareholder proposal process, as well as year-end timing and filing issues; and Securities filings used in mergers, acquisitions and other significant corporate transactions; and more.

Location

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