Michael S. Dorf, Shearman & Sterling LLP; Stephen E. Gillette, Jones Day; Jonathan W. Hughes, Arnold & Porter LLP; Mark P. Shuman, legal branch chief, Information Technologies and Service, Division of Corporation Finance, U.S. SEC
www.pli.edu or (800) 260- 4754
Topics include an overview of the disclosure cycle and the integrated disclosure system; regulation S-K; Exchange Act registration and reporting, including Forms 10-K, 10-Q, 8-K and more; Securities Act registration statements, including discussion of eligibility, the drafting process, incorporation by reference, “experts,” consents and shelf registration; Securities Act Section 5 - the communication rules and related filings; broad overview of proxy statements, including when preliminary filings are required, the shareholder proposal process, as well as year-end timing and filing issues; and Securities filings used in mergers, acquisitions and other significant corporate transactions; and more.