43rd Annual Institute on Securities Regulation

Date:

Wednesday, November 9, 2011 - Friday, November 11, 2011

Speaker(s):

Hon. Elisse B. Walter, commissioner, U.S. SEC; Julie M. Allen, Proskauer Rose LLP; Catherine T. Dixon, Weil, Gotshal & Manges LLP; Ettore A. Santucci, Goodwin Procter LLP; Michael Young, Willkie Farr & Gallagher LLP

Location:

PLI NY Ctr
810 Seventh Ave
New York, NY 10019
United States

RSVP:

Fee:

$2,295

Time:

9 am- 5 pm all three days

CLE Credits:

23 hrs

The Practising Law Institute is offering a three-day seminar looking at recent developments in Securities Regulation Wednesday through Friday, November 9 through 11.

The program is being presented live at PLI’s New York City Center and is also available via live webcast. All three days begin at 9:00 a.m. and end at 5:00 p.m.

This institute is an in-depth analysis of the current state of securities, financial regulation, and corporate law and practice. In the few years since the financial crisis began there have been significant changes in each of these areas. Dodd-Frank rulemaking is well underway and has a major impact on securities practice and corporate governance. The institute will provide an important look at what practitioners need to know, and do, in response to the many Dodd-Frank-related developments, as well as the other important changes of the past year in the evolving field of securities regulation.

Topics include an update from the SEC division of corporate finance; dealing with corporate problems; disclosure challenges; key issues in private securities litigation; and a review of Delaware corporate law developments.

The keynote speakers include Hon. Elisse B. Walter, commissioner of the U.S. Securities and Exchange Commission, who will be interviewed about evolving regulations, and James R. Doty, chair, Public Company Accounting Oversight Board.

Other panelists and speakers include Julie M. Allen, Proskauer Rose LLP; Catherine T. Dixon, Weil, Gotshal & Manges LLP; Ettore A. Santucci, Goodwin Procter LLP; and Michael Young, Willkie Farr & Gallagher LLP.

For information about registration, visit www.pli.edu.

Location

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