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R. Scott Beach

Firm(s): 
Day Pitney LLP
Email: 

rsbeach@daypitney.com

Articles:

  • House Weighs Regulation Of Hedge And Private Equity Fund Advisers
    Tuesday, December 1, 2009
    Updates On House Hearings On Registration Of Hedge and Private Equity Funds Rep. Paul Kanjorski (D-PA), Chairman of the House Financial Services Subcommittee on Capital Markets, Insurance and Government Sponsored Enterprises, recently introduced a discussion draft of the Private Fund Investment Advisers Registration Act of 2009 (Draft Legislation),...
  • Investment Management Compliance Update: Placement Agents Under Fire
    Sunday, October 4, 2009
    In early August, the Securities and Exchange Commission (the "SEC") issued a proposed rule that would prohibit an investment adviser, and certain of its executives and employees, from paying a third party, such as a solicitor or placement agent, to solicit a government client on behalf of the adviser. Likewise, a few states and public pension funds have...