Shawn T. Wooden


Articles:

  • Sunday, October 4, 2009
    In early August, the Securities and Exchange Commission (the "SEC") issued a proposed rule that would prohibit an investment adviser, and certain of its executives and employees, from paying a third party, such as a solicitor or placement agent, to solicit a government client on behalf of the adviser. Likewise, a few states and public pension funds have...
  • Tuesday, June 30, 2009
    Editor: You have been selected to head a multi-practice team appointed by the New York State Comptroller Thomas D. DiNapoli to assist the $122 billion New York State Common Retirement Fund (CRF) with a broad mandate, including reviewing all investments related to the "Pay to Play" scandal; conducting due diligence on fund managers; determining CRF's...