Philip Stamatakos

Firm(s): 

Articles:

  • Wednesday, August 1, 2007
    A December 2006 academic study suggests that returns on stock sales made pursuant to pre-arranged trading plans intending to comply with SEC Rule 10b5-1 significantly exceed market returns.1 As a result, the SEC is already beginning to examine such plans.2 In addition, class action lawsuits have recently been filed citing the study and alleging securities...