Rita M. Molesworth


Articles:

  • Friday, October 18, 2013
  • Tuesday, October 23, 2012
    CFTC Amends CPO And CTA Rules; NFA Adopts Test Waiver And Swap De​signation For Members  
  • Thursday, March 22, 2012
    The Commodity Futures Trading Commission has issued a final rule[1] regarding reporting and recordkeeping with respect to swaps.  The effective date of the rule is March 13, 2012; compliance dates are dependent upon the completion of other CFTC rulemakings. I. Reporting Of Swaps A. Compliance dates There are three staggered compliance dates...
  • Thursday, March 22, 2012
    The Commodity Futures Trading Commission recently adopted final rules[1] regarding the business conduct standards with which swap dealers (“SDs”) and major swap participants (“MSPs”) must comply when entering into swaps with counterparties or advising clients regarding swaps.[2]
  • SEC Proposes New Rules Directed At Hedge Funds And Their Advisers - Part II
    Friday, June 1, 2007
    Part I of this article appeared in the May, 2007 issue of The Metropolitan Corporate Counsel. After the decision in Goldstein v. U.S. Securities and Exchange Commission, 451 F.3d 873, Fed. Sec. L.Rep. (CCH) P93890 (D.C. Cir. 2006) wherein the U.S. Court of Appeals overturned the Hedge Fund Adviser Registration Rule, the SEC has proposed a new anti-fraud...
  • SEC Proposes New Rules Directed At Hedge Funds And Their Advisers - Part I
    Tuesday, May 1, 2007
    In late December 2006, the Securities and Exchange Commission (SEC) proposed new rules that would impact certain hedge funds and their investment advisers.1 The rules, proposed under the Investment Advisers Act of 19402 and the Securities Act of 1933,3 are part of the SEC's response to the June 2006 decision by the United States Court of Appeals for the...