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Thursday, October 20, 2011
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Monday, January 1, 2007
If you are a fund manager of more than one pooled investment vehicle, chances are, at some point, you will desire to "rebalance" the portfolios you manage to ensure that such vehicles have pro rata ownership of each securities position. Depending upon the facts and circumstances surrounding the pooled investment vehicles and the rebalancing transactions,...
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Monday, May 1, 2006
As a manager of one or more "private" pooled investment vehicles, you may not have paid much attention to your marketing activities under the mistaken impression that you are not subject to provisions of law governing marketing activities because you do not engage in general solicitations or general advertisements. Such customary activities may include...
