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Thursday, February 28, 2013
Annual Update Of Form ADV
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Wednesday, January 25, 2012
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Tuesday, October 4, 2011
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Monday, January 31, 2011
As of January 1, 2011, the California Political Reform Act (the "CPRA") requires "placement agents" soliciting business for "external managers" from the state's public retirement systems - currently the California Public Employees' Retirement System ("CalPERS") and the California State Teachers' Retirement System ("CalSTRS") - to register as lobbyists...
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Sunday, January 1, 2006
Investment advisers are fiduciaries with respect to their clients, and as such are obligated to act in their clients' best interests in entering into brokerage transactions. Specifically, investment advisers have a duty to obtain "best execution" in connection with client transactions. Best execution requires an adviser to "execute securities transactions...
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Friday, October 1, 2004
In a three-to-two vote,1 the Securities and Exchange Commission (the "SEC") proposed a new rule and rule amendments that, if adopted, would require advisers to certain private investment pools, such as hedge funds, to register with the SEC under the Investment Advisers Act of 1940, as amended (the "Advisers Act"). As described in Release No. IA-2266 (the "...
